Twelve Concepts

for World Service

for Dummies Smart People®

It is often said, with some justification, that the best way to hide something from an alcoholic is to put it in the Big Book. However, if one really wants something to go unnoticed, the place to put it is in the A.A. Service Manual. Though they are now listed in the Big Book (on the last two pages!), it is to the largely unknown and unread Service Manual one must go to find the equally unknown and unread essays exploring the Twelve Concepts for World Service.

In these pages we hope to provide an introduction to the Twelve Concepts for those who are not yet familiar with them. A full and complete examination is not possible merely through writing, for these principles are not a theory, they are meant to be practiced. But we can provide a simplified (we hope not 'dumbed down') explanation of the Concepts - a Cliff's Notes version, if you will. We will start by discussing some A.A. history and the Twelve Traditions, as the former will provide some perspective and the Concepts cannot be understood without a good working knowledge of the latter. We believe that understanding the rationale and purpose behind the Twelve Concepts as a whole will make them more comprehensible individually.


The vital importance of the Steps in personal recovery is self-evident to any sober alcoholic. The Traditions, intended to promote unity of the groups which foster recovery, are perhaps not quite so deeply felt. However, they can potentially arise in any A.A. meeting as groups practice them in all their affairs, and the Traditions do sometimes apply to A.A. members' everyday lives (personal anonymity, for example).

On the other hand, The Concepts concern A.A.'s Third Legacy, service outside of A.A. groups and in the world at large. Although all are welcome to attend periodic meetings with the GSR's and delegate from their Area, various regional conferences and the annual General Service Conference meeting in New York, few do unless actively involved. The ultimate practical aim of this type of service is to help the group fulfill its primary purpose of carrying its message to the alcoholic who still suffers, but it is largely done out of sight of the typical A.A. member. Therefore, the practical application of the Concepts appears to most A.A's seems as remote and hidden as the essays which explain them. There is a spiritual purpose behind the Concepts in addition to helping groups spread their message, a purpose derived from the Traditions. As Bill writes in the Twelfth Concept, the Concepts provide the Fellowship "protection against needless errors and against our very natural human temptations to wealth, prestige, power, and the like."

In order to make Third Legacy more transparent to the reader, we attach a PDF copy of the final report of a recent meeting of the annual General Service Conference. Interestingly, on page 56 of this PDF we find a proposal to combine the Twelve Concepts essays with the book Twelve Steps and Twelve Traditions, an action which would bring all three of A.A.'s Legacies of Recovery, Unity and Service together in print for the first time, and in the process increase awareness of the Concepts. Such a book, if it is ever approved, might be nicknamed the Twelve and Twelve and Twelve...

The proceedings at these annual General Service meetings, with their committees, motions, reports and the like, may seem abstract and far removed from the original fellowship which stated, in the Forward to the first edition of its primary text, that “We are not an organization in the conventional sense of the word.” Such an impression could reinforce the idea that the Twelve Concepts are irrelevant to sobriety in A.A., and discourage their study. But it is important to note that the Alcoholic Foundation (precursor to the General Service Board), with its board of trustees, and an office with a full time secretary devoted to A.A. affairs, both predate the Big Book. (See A.A. Comes of Age, and Pass It On for this history.) It is thus clear that A.A. has had a service structure of sorts virtually since it was founded.

The Ninth Tradition, the only one to mention A.A. organization or structure in any way, in its modern form does state: "A.A., as such, ought never be organized;" However, the second clause explicitly permits the sort of service structure seen in the attached report. "... but we may create service boards or committees directly responsible to those they serve." The original, lesser-known Long Form of Tradition Nine (1946) even mentions trusted servants at the national level: "The trustees of the General Service Board are, in effect, our A.A. General Service Committee. They are the custodians of our A.A. Tradition and the receivers of voluntary A.A. contributions by which we maintain our A.A. General Service Office at New York." The seeming contradiction is resolved when we read the accompanying essay in the Twelve and Twelve. In it, we see that 'organized' is used to mean established authority and hierarchy, which are to be avoided: "Power to direct or govern is the essence of organization everywhere." (Page 172) In fact, as we have noted elsewhere on this website, power is the topic of no fewer than four of the Twelve Traditions: Traditions Two, Three, Four and Nine all deny or limit some aspect of power and authority within A.A. Such was the importance of these issues in the years of growth after publication of the Big Book. Tradition Nine, we see, discourages the creation of a power structure, while permitting the creation of a service structure.

	It is clear now that we ought never to name boards to 
	govern us, but it is equally clear that we shall always 
	need to authorize workers to serve us. It is the dif-
	ference between the spirit of vested authority and the 
	spirit of service, two concepts which are sometimes poles 
	apart...

	A.A. has to function, but at the same time it must avoid 
	those  dangers of  great wealth, prestige, and entrenched 
	power which necessarily tempt other  societies. Though 
	Tradition Nine at first sight seems to deal with a purely 
	practical  matter, in its  actual  operation it discloses 
	a society without organization, animated only by the spirit 
	of service — a true fellowship. (Page 174-175) 

The tension Bill percieves between authority and service, and between practical and spiritual concerns will both play a part when we explore the Concepts.


As the Twelve Concepts for World service are meant to guide Third Legacy activites, in reading about them one would naturally expect to encounter discussion of the Ninth Tradition, which has as its topic the A.A. service structure. However, there does not appear to be any explicit mention of this Tradition in the essays on the Twelve Concepts. The primary justification and motivation for the Concepts cited in the essays is actually the Second Tradition, which concerns itself with the ultimate authority embodied in the group copnscience as well as trusted servants who carry it out through their delegated (and temporary) authority. Seven of the Twelve Concepts explicitly mention Tradition Two, including each of the first five, and another quotes from the Twelve and Twelve on this topic without citation. Just as Tradition One's invocation of unity provides a theme and purpose for all the others, defining and balancing the ultimate and delegated authority envisioned in Tradition Two sets the theme and purpose for the Concepts.

We have more than just this documentary evidence, however. Nell Wing, Bill W's secretary and A.A.'s first archivist, writes in her autobiography:

	From the very first time I met him when I came to work, until his death, 
	he [Bill W.] devoted a large part of his energy and time to trying to divest  
	himself of power and authority, instead of trying to hang onto them. This  
	idea was an integral part of the Twelve Traditions. Tradition Two states:

		For our group pupose, there is but one
		authority - a loving God as he may express
		Himself in our group conscience. Our leaders
		are but trusted servants, they do not govern.

	The General Service Conference grew out of this same idea, and Bill had to 
	struggle long and hard to educate the groups to accept this responsibility 
	and authority.  (Grateful to Have Been There, Page 28-29)

Those well versed in the Traditions already know that the Short Form of Tradition Two is actually longer than the original Long Form. The second sentence of the Short Form, quoted in the previous paragraph, is a paraphrase of a segment of Tradition Nine's Long Form, which reads in part:

	"All such representatives are to be guided in the spirit of service, for
	true leaders in A.A. are but trusted servants of the whole. They derive
	no real authority from their titles; they do not govern."
		
Just as the practice of nightly personal inventory migrated from the Eleventh Step in the Big Book to the Tenth in the Twelve and Twelve, the idea of trusted servants moved from the Ninth to the Second Tradition. Nevertheless, these two ideas remain part of the A.A. canon regardless of which Tradition or Step is said to contain them. A decade or so after the Short Form Traditions were adopted, the updated and enhanced Tradition Two would become the basis of the newly-written Twelve Concepts. It is clear from our observations here and above that Tradition Nine is also relevant, but its influence is more inferred than stated outright.

Relations between the ultimate authority envisioned in Tradition Two and the delegated authority of trusted servants are a regular theme in the Concepts. In defining roles within the A.A. service structure, Bill hoped to prevent it from becoming organized on the basis of power rather than service. Special attention is paid as well to preventing any authority, ultimate or delegated, from ever becoming absolute. Thus we see checks on power and authority, and efforts to balance different interests and concerns within A.A.

In addition to defining the working relations among trusted servants, which promotes the unity envisioned in the Traditions as well as smooth operations, Bill conceived a spiritual value in balance, in avoiding extremes. According to Nell Wing, he felt that balance and moderation promoted humility:

	I've listened many times as Bill explained his own view of humility, similar
	to the early Greek "Middle Way" philosophy. As Bill expressed it, we need to 
	follow a middle road, to strike a balance - neither wearing the Uriah Heep 
	cloak of false humility, which he called "force-feeding of humble pie," nor
	straying into material achievements and admiration of one's own importance.
	Bill's definition of humility was willingness to seek God's will. 
		(Grateful to Have Been There, Page 44)

And in Bill's own words:


	Guilt aims at self-destruction, and pride aims at
	the destruction of others. 

	This is why I see humility for today as that
	safe and secure place midway between these vio-
	lent emotional extremes. It is a quiet place where
	can keep enough perspective, and enough balance,
	to take my next small step up the clearly marked
	road that points toward eternal values.  
		(The Best of Bill, Page 47)

The personal virtues of Honesty, Open-mindedness and Willingness - and Humility - are of course, essential for personal recovery. Four of the Long Form Traditions contain the word 'spiritual' or some form of it, and the topic of humility, among other virtues, is prominently mentioned throughout the Twelve and Twelve when discussing the updated Short Form Traditions.

There is no mention of virtue or spirituality in either the Long or Short Form of the Concepts. A word search reveals a mere four uses of 'humble' or 'humility' in all the related essays, and there appear to be few overt references to virtue or spirituality. The word 'God' appears around twelve times in the entire set of essays, five of them in Concept Twelve, leaving a mere seven uses in the first eleven Concepts which spell out the details of A.A. service relations. However, as we shall see when we delve into those essays, there are many references to balance and moderation, qualities which Bill clearly believed promoted humility and virtue. Though he never states or implies this, it is quite possible that Bill's thinking on these qualities influenced his writing on the Third Legacy. Though it is unstated and perhaps unintended, it is not unreasonable to suppose that through the Concepts, spiritual values are inherent in the relations between the parts of the A.A. service structure, as are the balance and moderation which support and maintain those relations. Spiritual values are as much an invisible but vital ingredient of the Twelve Concepts as the Ninth Tradition, enabling its World Services to live up to the motto of another great A.A. figure, "Love and service."



The Essays on the Twelve Concepts for World service can be found in a separate section in the back of the A.A. Service Manual. Those who already own a copy can read that alongside our summary of the Introduction and each of the Concepts. Otherwise, please consult this PDF from the official A.A. website. A.A. also offers this pamphlet on the topic; We hope to explain the former and augment the latter. Links to our summaries of the Concepts and Bill's Introduction are below. At the end, we include a selection of notable quotes from the Twelve Concepts essays.

Introduction

The Twelve Concepts (Short Form)

(Summaries of the Concepts are from the original book of essays by Bill W.)

I Final responsibility and ultimate authority for A.A. world services should always reside in the collective conscience of our whole Fellowship.

The Ultimate Responsibility for A. A. World Services Belongs to the A. A. Groups.

II The General Service Conference of A.A. has become, for nearly every practical purpose, the active voice and the effective conscience of our whole Society in its world affairs.

The A. A. Groups Have Delegated Complete Administrative and Operational Authority to Their Conference and Its Service Arms .

III To insure effective leadership, we should endow each element of A.A. — the Conference, the General Service Board and its service corporations, staffs, committees, and executives — with a traditional “Right of Decision”.

The “Right of Decision” Makes Effective Leadership Possible .

IV At all responsible levels, we ought to maintain a traditional “Right of Participation,” allowing a voting representation in reasonable proportion to the responsibility that each must discharge.

“Participation” Is the Key to Harmony.

V Throughout our structure, a traditional “Right of Appeal” ought to prevail, so that minority opinion will be heard and personal grievances receive careful consideration.

The Rights of “Appeal” and “Petition” Protect Minorities and Insures That They Be Heard .

VI The Conference recognizes that the chief initiative and active responsibility in most world service matters should be exercised by the trustee members of the Conference acting as the General Service Board.

The Conference Acknowledges the Primary Administrative Responsibility of the Trustees.

VII The Charter and Bylaws of the General Service Board are legal instruments, empowering the trustees to manage and conduct world service affairs. The Conference Charter is not a legal document; it relies upon tradition and the A.A. purse for final effectiveness

How the Legal Rights of the Trustees Are Related to the Traditional Rights of the Conference .

VIII The trustees are the principal planners and administrators of overall policy and finance. They have custodial oversight of the separately incorporated and constantly active services, exercising this through their ability to elect all the directors of these entities.

The Trustees Function as the Direct Managers of Over-All Finance and Policy: Also as the Custodians but not as the Immediate Managers of the Active Service Corporations.

IX Good service leadership at all levels is indispensable for our future functioning and safety. Primary world service leadership, once exercised by the founders, must necessarily be assumed by the trustees.

Good Personal Leadership at All Conference Levels Is a Primary Necessity. In the Area of World Service, the General Service Board and Its Leaders Must Necessarily Replace the Founders of A. A. This Is the Most Critical Structural Problem That We Still Face.

X Every service responsibility should be matched by an equal service authority, with the scope of such authority well defined.

Service Authority Should Equal Service Responsibility Executive Authority Should Always Be Single: “Double-Headed Management” Should Be Carefully Avoided . .

XI The trustees should always have the best possible committees, corporate service directors, executives, staffs, and consultants. Composition, qualifications, induction procedures, and rights and duties will always be matters of serious concern.

A Description of the Primary Committees and Service Corporations of the General Service Board: The Personal Status of Corporate Directors, Executives and Staff Members .

XII The Conference shall observe the spirit of A.A. tradition, taking care that it never becomes the seat of perilous wealth or power; that sufficient operating funds and reserve be its prudent financial principle; that it place none of its members in a position of unqualified authority over others; that it reach all important decisions by discussion, vote, and, whenever possible, by substantial unanimity; that its actions never be personally punitive nor an incitement to public controversy; that it never perform acts of government, and that, like the Society it serves, it will always remain democratic in thought and action.

The Spiritual Foundation for A. A.’s World Services — “Article 12” of the Conference Charter.

Addendum: Notable Quotes from Twelve Concepts for World service


Introduction

	The “Twelve Concepts for World Service” to be described in this Manual are an 
	interpretation of A.A.’s world service structure. They reveal the evolution by
	which it has arrived in its present form, and they detail the experience and 
	reasoning on which our operation stands today. These Concepts therefore aim to 
	record the “why” of our service structure in such a fashion that the highly 	
	valuable experience of the past, and the lessons we have drawn from that experi-
	ence, can never be forgotten or lost.

The Big Book and Twelve and Twelve each have Forewords which detail the purpose and goal of those books. The Introduction to the Twelve Concepts gives a similar overview, and begins with this opening paragraph. Just as the Traditions are said to have been hammered out on anvils of experience, the Concepts were born from practical concerns. In the Twelve and Twelve Bill cites examples of past experience which helped bring about several of the Traditions. Dropping the pretense of anonymity, Bill now writes of his own and sometimes Dr. Bob's hopes, concerns and motivations in the formation of A.A.'s Third Legacy. In doing so, he often reveals more historical detail and gives greater context in these examples than he did while writing anonymously in the Twelve and Twelve. As abstract as the Concepts often appear to be, they are every bit as as grounded in practical experience as are the Traditions.

We see one of these motivations when Bill writes, "The Concepts try to design a structure in which all may labor to good effect, with a minimum of friction. This is accomplished by so relating our servants to their work and to each other that the chances of personal conflict will be minimized." This goes hand-in-hand with the Big Book sentiment that "We have a way out on which we can absolutely agree, and upon which we can join in brotherly and harmonious action." Though he doesn't say it outright, in this way Bill is also promoting the unity envisioned in the Traditions.

"In the A.A. services we have always had to choose between the authoritarian setup, whereby one group or one person is set in unqualified authority over another, and the democratic concept which calls for 'checks and balances' that would prevent unqualified authority from running unrestrained." Here we come to the heart of the matter, for Bill brings up the two major issues through which our analysis seeks to explain the Twelve Concepts: Power and balance. The spiritual value of balance and moderation, as we have deduced from Bill's other writings, can be seen as inherent in the relations within the parts of A.A.'s service structure. However, the issue of concentrated power is explicitly a major concern of Bill's and not need not be guessed at, as seen in this passage from his introduction:

	[I]deas like the following pervade the Concepts: “No group or individual should be  
	set in unqualified authority over another,”  “Large, active and dissimilar operations should be
separately incorporated and managed, each with its own staff, equipment and working capital,” “We ought to avoid undue concentration of money or personal influence in any service group or entity,” “At each level of service, authority should be equal to responsibility,” “Double-headed executive direction should be avoided.” These and other similar provisions define working relations that can be friendly and yet efficient. They would especially restrain our tendency to concentrate money and power...

Bill writes that each Concept is a "group of related principles" (his emphasis). We will attempt to analyze the Twelve Concepts in terms of the principles of power/authority and balance/moderation, and how the Concepts relate to each other - and to the Traditions. Though Twelve Concepts for World Service is roughly the same length as the Traditions portion of the Twelve and Twelve, most of the essays here are shorter - nearly half the pages in this work are on the last three Concepts alone. These principles are relatively complex, however, as Bill himself notes. Just as there are promises at the end of each Step in the Twelve and Twelve, Bill expresses experience, strength and hope at the end of each Concept essay.

We shall see that like the Steps, there is an order to the Concepts in that the later ones tend to flow from the earlier ones and serve to qualify them. The Traditions are certainly numbered, but do not appear to be ordered in the same way as the principles in the other two Legacies.

Concept I

Final responsibility and ultimate authority for A.A. world services should always reside in the collective conscience of our whole Fellowship.

	The A.A. groups today hold ultimate responsibility and final authority for our world 
	services  —  those special elements of over-all service activity which make it possible for  
	our Society to function as a whole. The groups assumed that responsibility at the St. Louis  
	International Convention of 1955. There, on behalf of Dr. Bob, the Trustees and A.A.’s old-
	time leaders, I made the transfer of world service responsibility to our entire Fellowship.
	

Bill begins the First Concept with this statement of the core principle and its ultimate realization. This principle can be found in the first part of Tradition Two. He then gives a brief summary of a crucial decade in A.A.'s history, beginning with the creation of the Alcoholic Foundation in 1938, the year before the Big Book was published. We emphasize once more that the beginning of the fellowship's service structure came before its program of recovery had been definitively formulated by the pioneers. During this time, as now, the trustees operated largely out of sight of rank and file A.A. members, though for their benefit and with the advice of the Co-Founders. Dr. Bob's illness forced a reconsideration of this arrangement. Bill continues his thoughts on Concept I:

	The fact had to be faced that A.A.’s founders were perishable. When Dr. Bob and I had 
	gone, who would then advise the Trustees; who could link our little-known Board to our 
	thousands of groups? For the first time it was seen that only a representative conference 
	could take the place of Dr. Bob and me...

	Tradition Two, like all the A.A. Traditions, is the voice of experience, based upon the 
	trials of thousands of groups in our pioneering time. The main  principles of Tradition 
	Two are crystal clear: the A.A. groups are to be the final authority; their leaders are to be 
	entrusted with delegated responsibilities only. 

These principles of authority in A.A. and trusted servants, and the balance between the two are recurring themes, as we shall soon see. The following Concepts largely serve to describe aspects of this balance.

The final paragraph summarizes the theme of this Concept:

	Hence it is with a sense of great security that we old-timers have now fully vested in A.A.’s 
	General Service Conference the authority for giving shape — through the labors of its chosen 
	Delegates, Trustees, and service workers — to the destiny that we trust God in His wisdom is 
	holding in store for all of us. 


Concept II

The General Service Conference of A.A. has become, for nearly every practical purpose, the active voice and the effective conscience of our whole Society in its world affairs.

This is the first of three Concepts to directly involve delegation of authority to trusted servants - the topic of the second half of Tradition Two (the other examples of delegation are in Concepts VI and VIII). Such delegation is needed due to a practical limitation to the previous one: "It is self-evident that the thousands of A.A. groups and the many thousands of A.A. members, scattered as they are all over the globe, cannot of themselves actually manage and conduct our manifold world services." The final authority of the groups cannot be effective on its own, and they must delegate actual operational authority to act on their behalf. "Hence the principle of amply delegated authority and responsibility to 'trusted servants' must be implicit from the top to the bottom of our active structure of service. This is the clear implication of A.A.’s Tradition Two."

Bill again gives examples, thereby showing that this type of delegated authority is not only a practical necessity but has long been established in A.A. history. As early as 1937, the two existing groups delegated authority to the Founder, Bill and Bob, who then delegated authority in some areas to the Trustees of the newly-formed Alcoholic Foundation the next year. This arrangement is consistent with the future Ninth Tradition, which envisons creation of service boards and committees, and the Eight Tradition permitting the hiring of workers for certain A.A. tasks. For reasons of necessity and practicality, the trustees were given more and more responsibility over time. A.A.'s current organization evolved from this pattern:

	Exactly as Dr. Bob and I earlier had found it necessary to delegate a large part of our 
	active authority to the Trustees, so have the A.A. groups since found it necessary to del-
	egate these same powers to their General Service Conference. The final say — the ultimate 
	sanction in matters of large importance  —  has not been given to the Trustees alone. By 
	the Conference Charter, confirmed at St. Louis, this authority is now delegated to the A.A. 
	groups and thence to their Conference, a body which is a representative cross section of 
	our entire Fellowship. 

Bill concludes the essay with this thought:

	In making this momentous transfer, we old-timers deeply hope that we have avoided those 
	pitfalls into which societies have so often fallen because their originators have failed, 
	during their lifetimes, to properly delegate and distribute their own authority, responsi-
	bility and leadership. 


Concept III

To insure effective leadership, we should endow each element of A.A. — the Conference, the General Service Board and its service corporations, staffs, committees, and executives — with a traditional “Right of Decision”.

	We have seen how the A.A. groups, under the concept of the “group conscience,” are today 
	holding the ultimate authority and the final responsibility for world services. We have 
	also noted how, by reason of the Conference Charter and the “trusted servant” provision
	of Tradition Two, the groups have delegated to their General Service Conference full auth-
	ority to manage and conduct A.A.’s world affairs. 

Bill summarizes the first two Concepts in this passage before describing in the next three Concepts certain rights trusted servants enjoy which help define the scope of their delegated authority.

In proposing this Right of Decision, he lists some practical reasons why trusted servants should be given discretion in carrying out the will of the group conscience. These reasons also illustrate the necessity for the examples of delegation listed in the previous Concept.

It would be possible, he writes, for the groups to give precise and comprehensive instruction to their Conference delegates, or for that matter, for the Trustees to give similar orders to workers in the board and committees they control. On the other hand, to give complete and unbridled freedom to act at will. The Conference and General Service Board Charters, the written guidelines under which the Conference operates, are general in nature, and do not give precise directions in these matters.

"Therefore some traditional and practical principle has to be devised which at all levels will continuously balance the right relation between ultimate authority and delegated responsibility." (Emphasis in the original) In a nutshell, Bill writes that Concept III, with its Right of Decision, is an attempt to find a middle ground between the extremes of trusted servants at every level being given complete and precise instructions, or none at all.

In conclusion, Bill hints at the spiritual while putting the 'trust' in 'trusted servant':

	Our entire A.A. program rests squarely upon the principle of mutual trust. We 
	trust God, we trust  A.A., and we trust each other. Therefore we cannot do less 
	than trust our leaders in service. The “Right of Decision” that we offer them is 
	not only the practical means by which they may act and lead effectively, but it 
	is also the symbol of our implicit confidence. 


Concept IV

At all responsible levels, we ought to maintain a traditional “Right of Participation,” allowing a voting representation in reasonable proportion to the responsibility that each must discharge.

Like the Third Concept, the Fourth is concerned with the scope discretion given to trusted servants in the A.A. service structure. However, the focus here is not on undue restrictions imposed by the groups from above, but on constraints imposed by others within the service structure.

	Every skilled element to do the allotted job is present. No class is set in absolute 
	authority over another. This is the corporate or “participating” method of doing bus-
	iness, as distinguished from structures so common to many institutional, military and 
	governmental agencies wherein high-level people or classes of people often are set in 
	absolute authority, one over the other. 

Just as the delegates have relative freedom to act with delegated authority without excessive limitations, the Trustees also have relative freedom, as do officers of the various service boards within the General Service Conference. Once again, Bill illustrates the need for this principle with potential scenarios of abused power, as well examples from A.A. history. Participation by all responsible parties, that is, the right to vote on policies and other matters, is a check on excessive power by groups or individuals within the Conference. Bill then makes a rare overt reference to spirituality:

	There is another good reason for “participation,” and this one has to do with our spiri-
	tual needs. All of us deeply desire to belong. We want an A.A. relation of brotherly partner-
	ship. It is our shining ideal that the “spiritual corporation” of A.A. should never include 
	any members who are regarded as “second class.” Deep down, I think this is what we have been  
	struggling to achieve in our world service structure. Here is perhaps the principal reason why
	we should continue to ensure “participation” at every important level. Just as there are no 
	second-class  A.A.’s,  neither  should  there  be  any  second-class  world  service  workers, 
	either.	

Bill once again gives us his hope for this Concept, and shows that it, like the others, is based on Tradition Two:

	The “Right of Participation” is therefore a corrective of ultimate authority because 
	it mitigates its harshness  or  misuse. It also  encourages us who serve A.A. to accept 
	the necessary disciplines that our several tasks require. We can do this when we are 
	sure that we  belong, when the fact of our “participation” assures us that we are truly 
	the “trusted  servants” described in A.A.’s Tradition Two. 


Concept V

Throughout our structure, a traditional “Right of Appeal” ought to prevail, so that minority opinion will be heard and personal grievances receive careful consideration.

Having carved out areas of freedom for trusted servants through the rights to decide and vote, Bill now endeavors to ensure that the latter right does not devolve into a method of domination by any group or faction over smaller ones: "In the light of the principle of the 'Right of Appeal,' all minorities — whether in our staffs, committees, corporate boards or among the Trustees — should be encouraged to file minority reports whenever they feel a majority to be in considerable error." Added to this is a Right of Petition, enabling any group or indivdual to initiate action against a policy or decision. Bill argues that such Rights act as a check on unbridled power - a constant theme throughout his writings on the Concepts. He considers also that an impassioned minority will sometimes be right, and even when wrong can help foster a more thorough examination of various issues.

On a different note:

	The Rights of “Appeal” and “Petition” of course aim at the total problem of protect-
	ing and making the best possible use of minority feeling and opinion. This has always 
	been, and still is, a central problem of  all free governments and democratic societies. 
	In Alcoholics Anonymous individual freedom is of enormous importance. For instance, any 
	alcoholic is a member of A.A. the moment he says so; we cannot take away his right to 
	belong. Neither can we force our members  to believe anything or pay anything. Ours is
	indeed a large charter of minority privileges and liberties. 

The last part of this passage paraphrases language from Tradition Three, and is reminiscient of the emphasis on individual rights seen in Tradition One. Transitioning from this veiled spiritual reasoning to A.A. history and even citing De Toqueville, Bill considers the evils of autocratic rule, writing that "All around us in the world today we are witnessing the tyranny of majorities and the even worse tyranny of very small minorities invested with absolute power." It would seem that this Concept helps prevent the former, and the Rights of Decision and Participation in the previous two combat the latter. In steering a course between these extremes, Bill has designed a method of instilling his vision of balance and moderation in the A.A. structure.

He concludes with this hope:

	Hence we believe that we shall never be subjected to the tyranny of either the major-
	ity or the minority, provided we carefully define the relations between them and forthwith 
	tread the path of world service in the spirit of our Twelve Steps, our Twelve Traditions, and 
	our Conference Charter — in which I trust that we shall one day inscribe these traditional 
	Rights of “Appeal” and “Petition." 


Concept VI

The Conference recognizes that the chief initiative and active responsibility in most world service matters should be exercised by the trustee members of the Conference acting as the General Service Board.

This is the shortest of all the Concept essays, and can largely be summed up by the opening paragraph:

	Just as the A.A. groups find themselves unable to act decisively respecting world service  
	affairs unless they delegate a great amount of active authority and responsibility to their  
	Conference, so must the Conference in turn delegate a liberal administrative authority to 
	the General Service Board, in order that its Trustees may act freely and effectively in the 
	absence of the Conference itself. 

Like Concept Two, the Sixth involves delegation of authority to trusted servants under Tradition Two. Where the groups delegated authority to the Conference, we now see the Conference delegating to the Trustees. Given the large range of duties performed by the Trustees under this arrangement, what with managing A.A. World services, the Grapevine, A.A. finances and the like, Bill argues for an equal amount of discretion. This is not unlike the principles in Concepts Three and Four concerning Rights of Decision and Participation, which protect the discretion of trusted servants.

Bill concludes with an analogy:

	From top to bottom, our whole service structure indeed resembles that of a large corporation. 
	The A.A. groups are the stockholders; the Delegates are their representatives or proxies at 
	the “annual  meeting”; our  General Service Board Trustees are actually the directors of a 
	“holding company.” And this holding company, the General Service Board, actually owns and 
	controls the “subsidiaries” which carry on our active world services.

	This very real analogy makes it even more clear that, just like any other board of directors, 
	our Trustees must be given large powers if they are to effectively manage the principal world 
	affairs of Alcoholics Anonymous. 


Concept VII

The Charter and Bylaws of the General Service Board are legal instruments, empowering the Trustees to manage and conduct world service affairs. The Conference Charter is not a legal document; it relies upon tradition and the A.A. purse for final effectiveness.

This Concept is essentially a qualification of the previous one. As has already been discussed in previous essays, any entity in A.A. which delegates some or all of its authority can theoretically reclaim it and override actions by its trusted servants. In practice, and in view of the Right of Decision in Concept Three, this will only happen in special cases. Perhaps because of the enormous responsibility granted to the Trustees in Concept Six, Bill felt a need to devise this Concept specifically to underscore the fact that such authority is not their own - it has been delegated by the Conference (which, in turn, has been given delegated authority by the groups). Perhaps the relations in the Second Tradition (mentioned twice in this Concept) between final and delegated authority have no greater test than in this relationship between the Conference and the trustees.

	Up to the present time our experience shows that this balance of powers between the 
	Trustees and the Conference is thoroughly workable. We have taken great pains to reserve 
	final authority to the Conference by practical and traditional means. By legal means we 
	have delegated ample functional and discretionary authority to the Trustees. We believe 
	this balance can be maintained indefinitely, because the one is protected by tradition 
	and the other by law. 

Once again, balance is the key to resolving an issue. Bill writes that other options were considered, such as incorporation, trustee elections or appointment of Trustees by the Conference. However, there were practical objections and difficulties with each of these ideas, leading to this notion of the Conference consulting with the Trustees, and checking them if need be. Bill is hopeful about the long term workability of such watchful cooperation as he concludes the essay:

	If, therefore, in the years ahead, the Conference will always bear in mind the actual  
	rights, duties, responsibilities and legal status of the General Service Board, and if the 
	Trustees in their deliberations will constantly realize that the Conference is the real seat of 
	ultimate service authority, we may be sure that neither will be seriously tempted to make a 
	“rubber stamp” out of the other. We may expect that in this way grave issues will always be 
	resolved and harmonious cooperation will be the general rule. 


Concept VIII

The Trustees are the principal planners and administrators of overall policy and finance. They have custodial oversight of the separately incorporated and constantly active services, exercising this through their ability to elect all the directors of these entities.

This Concept, like the previous one, is related to the Sixth in that it also concerns the Trustees' use of their delegated authority. This Concept suggests that due to the scope if the activities it oversees, the Trustees not only can, but should delegate everyday management of policy, finance, group relations and public relations to service entities that report to them. This is the third level of delegation (the 'trusted servant' principle of tradition Two), for the groups have previously delegated authority to the Conference in Concept II, and in turn the Conference has delegated responsibility to the trustees in Concept VI. The delegation here is undertaken for the same practical reason as before:

	Our Trustees, as a body, cannot be burdened with a mass of lesser matters; they must 
	not concern themselves with the  endless questions and difficulties which arise daily, 
	weekly and monthly in the routine conduct of the World Service Office and of our pub-
	lishing enterprises. In these areas the Board cannot possibly manage and conduct in 
	detail; it must delegate its executive function. 

Bill spends some time discussing other scenarios for overseeing and conducting A.A. affairs, noting the practical difficulties with each. The Trustees, therefore, delegate to separate entities, which of course are endowed with the Rights of Decision, Participation and Appeal/Petition, giving them a measure of independence. Another advantage of this arrangement is the avoidance of concentrated wealth and power - a major theme in the Concepts.

	There is always a powerful connection between money and authority. Whenever we con-
	centrate money, we shall inevitably create the temptation for the exercise of too 
	much executive authority, an undesirable condition for us. Therefore we should stren-
	uously avoid placing too much money or too much authority in any one service entity. 
	These are potent reasons for maintaining separate incorporations for each of our 
	active services.  

Excessive power and money are a concern not only in the Concepts, but in the Traditions as well. We noted at the beginning of this essay that no fewer than four of the Traditions have power as their topic; three of them (The Sixth through the Eighth) deal with different aspects of money, making that the second most vital potential problem in the Second Legacy. Moreover, the Sixth and Seventh Traditions in the Long Form both specifically mention "money, property, and authority" together as likely areas of conflict.

Bill's experience, strength and hope on this Concept:

	These observations are not intended to bar any future needful change. It is urged only 
	that we avoid unnecessary repetitions of those painful experiences and mistakes of the 
	past which sometimes resulted from too much concentration of money and authority. It 
	can only be left on the record that we still see no workable way to convert the Board 
	of Trustees into an active, “all-purpose” service corporation. 


Concept IX

Good service leadership at all levels is indispensable for our future functioning and safety. Primary world service leadership, once exercised by the founders, must necessarily be assumed by the trustees.

	We now come to the principal theme of this particular Concept: How can we best streng-
	then the composition and the leadership of the future Board of Trustees, the Board 
	which in years to come will have to exercise A.A.’s primary leadership in world service  
	administration, the trusteeship which will in fact have to assume most of my former 
	duties and responsibilities in connection with A.A.’s world services? 

The second half of the Concept IX essay consists of part of a previous Grapevine article on leadership qualities. Bill begins by borrowing a key phrase from Tradition Twelve, then uses it to illustrate a set of extremes between which A.A. needs to find a middle ground:

	We are apt to warp the traditional idea of “principles before personalities” around to 
	such a point that there would be no “personality” in leadership whatever. This would 
	imply rather faceless automatons trying to please everybody, regardless.

	At other times we are quite as apt to demand that A.A.’s leaders must necessarily be  
	people of the most sterling judgment, morals, and inspirations; big doers, prime examples 
	of all, and practically infallible.

	Real leadership, of course, has to function in between these entirely imaginary poles of 
	hoped-for excellence. 

The subject of this portion of the essay, the hoped-for middle ground which Bill saw as a key to humility and virtue, appears intended as guidance and inspiration for A.A. leaders at all levels. Quoting from Tradition Two before illustrating ideal qualities of leadership and the extremes and pitfalls to be avoided, Bill could almost be writing this as an add-on to that earlier essay.

As in earlier essays, balance and moderation are important for good leadership. "When a leader power-drives us badly, we rebel; but when he too meekly becomes an order-taker and he exercises no judgment of his own — well, he really isn’t a leader at all." A 'politico' gives the people everything they want, and the other extreme is to oppose for the sake of opposition. Give and take, or compromise, is the middle ground here. "Nevertheless we must never lose sight of the fact that progress is nearly always characterized by a series of improving compromises. We cannot, however, compromise always. Now and then it is truly necessary to stick flat-footed to one’s conviction about an issue until it is settled."

Bill discusses a further element of leadership: "Vision is therefore the very essence of prudence, an essential virtue if ever there was one." He compares this leadership quality, now seen as vital to this Concept, as equivalent to the foresight which helped produce the Traditons themselves.

The conclusion to the Grapevine essay and this Concept is the shortest of all: "We thank God that Alcoholics Anonymous is blessed with so much leadership in all of its affairs."


Concept X

Every service responsibility should be matched by an equal service authority, with the scope of such authority well defined.

This Concept can perhaps be best summed up:

	The influence of ultimate authority must always be felt, but it is perfectly  
	clear that when delegated authority is operating well it should not be constantly 
	interfered with. Otherwise those charged with operating responsibility will be 
	demoralized because their authority to do their work will be subject to arbitrary 
	invasion, and because their actual responsibility will be made greater than their 
	real authority.  

Bill spends some time listing the levels of delegated power within A.A., and considerable time describing potential scenarios in which this Concept may come into play. But the twin concerns of efficient operations and worker morale - one practical and one spiritual - that underlay the Third Legacy and this Concept are apparent in this passage. As we have seen, the relationship between ultimate and delegated authority has been designed through the concepts to promote these values. As Bill himself notes, this Concept, in helping define the scope of delegated authority, compliments Concepts V (Right of Appeal and Petition), and overlaps a bit with the subject of Concept XI immediately below. And, as this one concerns protecting the freedom of trsuted servatnt in the performance of their duties, we also see an apparent relationship to Concepts III and IV (Rights of Decision and Participation, respectively).

In the conclusion, we see explicit mention of the two roots of the Concepts, Tradition Two and balance:

	To sum up: Let us always be sure that there is an abundance of final or ultimate author-
	ity to correct or to reorganize; but let us be equally sure that all of our trusted ser-
	vants have a clearly defined and adequate authority to do their daily work and to discharge 
	their clear responsibilities.

	All of this is fully implied in A.A.’s Tradition Two. Here we see the “group conscience” 
	as the ultimate authority and the “trusted servant” as the delegated authority. One cannot 
	function without the other. We well know that only by means of careful definitions and  
	mutual respect can we constantly maintain a right and harmonious working balance.  


Concept XI

The trustees should always have the best possible committees, corporate service directors, executives, staffs, and consultants. Composition, qualifications, induction procedures, and rights and duties will always be matters of serious concern.

This Concept, with its lengthy and detailed essay, is an elaboration of Concept VIII in that it discusses the service entities to which the Trustees delegate their authority. Bill names five major committees, and spends several pages describing their functions and areas of operation: the Nominating Committee, Finance and Budgetary Committee, Public Information Committee, Literature Committee and General Policy Committee. "[S]o far as the routine direction of our established services is concerned, the Trustees have fully delegated their executive function in these constantly active service areas."

	Far more than most of the Trustees, these servants will be in direct contact with A.A. 
	world-wide, and their performance will be constantly on view. They will perform most 
	of the routine labor. They will carry on most of our services. They will travel widely 
	and will receive most visitors at the Headquarters. They will often originate new plans  
	and policies. Some of them will eventually become Trustees. Because this group will 
	form the visible image of world service, most A.A.’s will measure our service values by  
	what they see and feel in them. Members of this group will not only support the world 
	leadership of the Trustees; in the nature of the case they will be bound to share world  
	leadership with them.  

The practical need of having A.A. matters delegated to bodies capable of performing them daily has already been discussed in Concepts II, VI and VIII. The spiritual advantage of delegation at this level, in keeping with the overarching goal of the Traditions and Concept Twelve, is that the very large amount of authority granted to the Trustees is divided among several committees, preventing an unchecked central power within A.A. Though they report to the Trustees, the executives and members of these service entities enjoy the rights of Decision, Participation and Appeal/Petition. These rights apply to any individual or entity performing service in A.A., allowing them relative freedom to use their own discretion. It is worth mentioning again at this time that, as Bill wrote while explaining the first one, these rights serve to balance authority and delegated responsibility and steer a course between the extremes of unlimited freedom for service members and giving them precise instructions.

Bill then discusses A.A.'s two service corporations, A.A. World Services and the A.A. Grapevine, Inc. These perform different types of services, and are kept separate for this reason, and to avoid concentration of money and authority as well.

The last section of the essay discusses principles concerning A.A. service workers. Executives of the various boards and committees need certain leadership qualities, as described in Concept IX. Paid workers are the subject of the remaining three points Bill discusses. Salary considerations for paid workers were previously covered in Tradition Eight. Participation by paid workers is very important, including both the Right of Participation and independence from financial pressures from above, for "[i]n human affairs authority and money are deeply linked."

The one entirely new principle here is that of rotation, a practice that is also widely practiced in A.A. groups. This is accompanied by identical pay for workers wih the same length of service. Bill writes, "Our primary reason for the adoption of rotation and equal staff pay was the security and continuity of the office." In the A.A. service structure, periodic rotation of personal in and out of various functions promotes flexibility in daily operations, ensuring that no one person is ever entrenched in a given position or becomes indispensible. Pay parity helps reduce considerations of money and prestige, and, Bill writes, because of this policy "many of the temptations to destructive competition and office 'politicking' were also removed."

After these reflections on service workers Bill concludes:

	Such are the realizations which we can all use every day of our working lives. Add to 
	these the further thought that no organization structure can fully guarantee our Head-
	quarters against the depredations of clashing personalities, that only the sustained 
	willingness to practice spiritual principles in all our affairs can accomplish this, 
	and we shall never need to have any fear for our future harmony. 


Concept XII

The Conference shall observe the spirit of A.A. tradition, taking care that it never becomes the seat of perilous wealth or power; that sufficient operating funds and reserve be its prudent financial principle; that it place none of its members in a position of unqualified authority over others; that it reach all important decisions by discussion, vote, and, whenever possible, by substantial unanimity; that its actions never be personally punitive nor an incitement to public controversy; that it never perform acts of government, and that, like the Society it serves, it will always remain democratic in thought and action.


A.A.'s Twelfth Concept encompasses the eleven which precede it, as do the Twelfth Step and, to some extent, the Twelfth Tradition. And, like that of the Twelfth Step, this essay is quite lengthy. Each clause in this Concept is a promise or guarantee to the Fellowship, which Bill calls 'Warranties'. The essay consists of a brief overview followed by an exploration of each of the six Warranties named in the Concept itself. Because the Twelfth Concept has these Warranties as its very essence, it could barely be condensed and reads the nearly the same in both the Long and Short Forms.

These Warranties can rightly be compared to the Bill of Rights in the US Constitution, for they similarly guarantee certain freedoms and establish standards for leadership. Indeed, the process outlined in the essay makes it even harder to amend these Warranties than the Constitution itself. The Twelve Traditions and the first eleven Concepts , which are intended to promote the ideals embodied in the Warranties, do not contain a single "Don't" or "Must". However, of the Twelfth Concept's Warranties it is said that they "Shall" be observed: They are stated categorically, not conditionally. Such is the importance of these principles that Bill wrote, "We have ranked them therefore with A.A.’s Twelve Traditions, feeling that they are quite as important to A.A.’s world services as the Traditions are to A.A. as a whole."

Dr Bob famously said that the Twelve Steps "resolve themselves into the words 'love' and 'service.'" In discussing the Warranties, the embodiment of A.A.'s Third legacy, Bill adds another quality:

	There are significant aspects of these Warranties which should be considered. Notice, 
	for example, that all of them are counsels of prudence — prudence in personal related-
	ness, prudence in money matters, and prudence in our relations with the world about us. 
	For us, prudence is a workable middle ground, a channel of clear sailing between the 
	obstacles of fear on the one side and of recklessness on the other. 

The moderation and balance of a course between two extremes, mentioned explicitly or easily inferred in several of the Concepts, is now shown to be the result of practicing these principles, just as a spiritual awakening is the 'result of these steps'. Thus, Bill's personal vision of the root of virtue and humility is part of both the means and the end of the Concepts.

With fruits such as these, it is now apparent that the Concepts are not the dry, abstract excercises they are sometimes thought to be - if they are thought of at all. The Warranties of Concept XII "are the sum of our protection against needless errors and against our very natural human temptations to wealth, prestige, power, and the like."

The Six Warranties

Warranty One: The Conference shall never become the seat of perilous wealth or power.

"The principal protection against the accumulation of too much money and too much authority in Conference hands is to be found in the A.A. Tradition itself." Borrowing the topic of tradition Seven, Bill writes, "Since it is certain therefore that we shall never become too wealthy through group contributions, we need only to avoid the temptation of taking money from the outside world."

A strong protection against excessive power in A.A. comes from "rotation, by voting participation, and by careful chartering." Not only the Right of particiation, but other Conceptual rights such as Decision, and Appeal, which serve to dilute and limit power. Trusted servants' true power is their spiritual power. Quoting from Tradition Two yet again, Bill reminds us that "They do not drive us by mandate; they lead us by example."

Warranty Two: Sufficient operating funds, plus an ample Reserve, should be its prudent financial principle.

This Warranty, of course, comes directly from the Long Form of the Seventh Tradition, and overlaps a bit with the first one. Bill writes here that the main activity of A.A., working with the newcomer, is conducted on a individual and voluntary basis. Little financial investment, in terms of infrastructure or staff, is needed. "I am sure that the voluntary contributions of our A.A. groups, supplemented by many modest gifts from individual A.A.’s, will pay our world service bills over future years, in good times at any rate."

He briefly discusses some World service Office budget figures from his day as an illustration of the Fellowship's fiscal prudence. After bringing up the topic of book revenues, he offers a brief defense of the royalites paid to him for writing the Big Book, Twelve and Twelve and other A.A. books. Payments of different types to him and Dr Bob had been thorny issues in the past, and apparently still raised some questions, even by the early 1960's.

Warranty Three: None of the Conference members shall ever be placed in a position of unqualified authority over any of the others.

The discussion of this Warranty is the shortest, and shares part of the topic of Warranty One. "We have learned that this principle is of incalculable value to the harmonious conduct of our Conference affairs. Its application in our structure has already been extensively discussed under the Concept entitled 'The Right of Participation.'" Codifying this Right makes it harder for any potential tyrant to overcome, and this warranty broadens the scope beyond mere participation. Bill himself compares this Concept, which copies part of the Conference Charter, to the Bill of Rights for the reasons we cite above.

Warranty Four: That all important decisions be reached by discussion, vote, and, whenever possible, by substantial unanimity.

	"Here on the one hand we erect a safeguard against any hasty or overbearing authority 	
	of a simple majority; and on the other hand we take notice of the rights and the fre-
	quent wisdom of minorities, however small. This principle further guarantees that all  
	matters of importance, time permitting, will be extensively debated, and that such debates
	will continue until a really heavy majority can support every critical decision that we 
	are called upon to make in the Conference.  

The increased debate and discussion fostered by the principle of substantial unanimity serves to strengthen the authority behind Conference decisions, better satisfy the minority and help prevent future recriminations should expected results not occur. There may, however, be urgent situations which demand a shorter debate and quicker decision by a simple majority. Warranty Five: That no Conference action ever be personally punitive or an incitement to public controversy.

Of all the Warranties, this one has by far the longest discussion. Its two parts can be summed up thus:

	Of all societies ours can least afford to risk the resentments and conflicts which 
	would result were we ever to yield to the temptation to punish in anger.

	For much the same reason we cannot and should not enter into public controversy, even 
	in self-defense... Nothing could be  more  damaging to our unity and to the world-wide  
	good will which A.A. enjoys, than public contention, no matter how promising the immed-
	iate dividends might appear. 

In other words, resentment is still the 'number one' offender, whether it is felt individually or collectively. Bill writes with great confidence that internal 'threats', such as percieved Traditions violations and the like, cannot harm A.A. in the long run. Individuals or groups may just be excercising their 'right to be wrong', as he put it in Tradition Four. External issues, including criticisms of A.A., are the subject of Tradition Ten, though Bill does not cite it here. This discussion could almost be a continuation of that essay. In the event that one of these internal or external issues should occur, he advises here, "[w]ithout anger or coercion we would need only to watch and to wait upon God’s will."

Warranty Six: That though the Conference may act for the service of Alcoholics Anonymous, it shall never perform any acts of government; and that, like the Society of Alcoholics Anonymous which it serves, the Conference itself will always remain democratic in action and in spirit.

This Warranty reiterates the principles in the previous Warranties concerning power and authority. Bill cites the freedoms mentioned in the Twelve and Twelve essays on several of the Traditions: no conformity or dues are required, membership is the individual's choice, no one can be expelled, groups are autonomous in their internal affairs. A.A. is perhaps the freest organization on Earth:

	Therefore we expect that our Conferences will always try to act in the spirit of mutual 
	respect and love — one member for another. In turn, this sign signifies that mutual trust 
	should prevail; that no action ought to be taken in anger, haste, or recklessness; that 
	care will be observed to respect and protect all minorities; that no action should ever be 
	personally punitive; that whenever possible, important actions will be taken in substantial  
	unanimity; and that our Conference will ever be prudently on guard against tyrannies, great 
	or small, whether these be found in the majority or in the minority.  

The Third Legacy ends on a especially uplifting note:

	Freedom under God to grow in His likeness and image will ever be the quest of  
	the Alcoholics Anonymous. May our General Service Conference be always seen as  
	a chief symbol of this cherished liberty.

	To a man, we of A.A. believe that our freedom to serve is truly the freedom by 
	which we live — the freedom in which we have our being.